Informative Notice
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Brokerage of security and commodity contracts (66.120)
| This SCA code includes activities and services for which entry and/or other conditions for the commencement and pursuit of an activity are established. |
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Regulations and conditions:
Foreign exchange transactions on the territory of the Republic of Slovenia may be carried out by banks and savings banks which, in accordance with the Banking Act, carry out the services of trading in foreign means of payment, including foreign exchange transactions, and residents who have the permit from the Bank of Slovenia. The Bank of Slovenia determines the conditions and the method of performing foreign exchange transactions, the detailed content of the documentation that needs to be attached to the request for the issue of a permit, and the scope and method of reporting. Source: Ministry of finance |
Brokerage of securities and other financial instruments on behalf of clients may be provided only by brokerage companies authorised by the Securities Market Agency (ATVP), by banks authorised by the Bank of Slovenia, and by investment firms and banks from other EU/EEA Member States that have notified their home supervisory authority. Individuals performing this work must hold a stockbroker's licence issued by ATVP. Source: Ministry of Finance |
Activities/services which are classified in this sub-class of the standard classification of activities:
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Activities/services as per the explanatory notes on the standard classification of activities: This includes:
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Applies for SKD:
- Security and commodity contracts brokerage L66.120
Cross-border/temporary provisions of activity
Investment firms and banks authorised in another EU/EEA Member State may provide brokerage services in Slovenia after notifying their home supervisory authority. Banks from other EU/EEA Member States may also carry out foreign exchange transactions in Slovenia. Other providers of foreign exchange transactions need a licence from the Bank of Slovenia.