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Administration of financial markets (66.110)

This SCA code includes activities and services for which entrance and/or other conditions for the commencement and pursue of an activity are established. 

Regulations and conditions:

  • Financial Instruments Market Act

Investment services and operations may be implemented in the Republic of Slovenia by:

  • a brokerage company that has obtained an authorisation from the Agency;
  • an investment firm in a member state which is not a bank or a special financial institution and which establishes a subsidiary in the Republic of Slovenia as per this Act, or which is entitled to conduct direct investment services and operations in the Republic of Slovenia as per this Act;
  • a subsidiary of an investment firm in a member state which is not a bank and which obtains authorisation from the Agency for its establishment.

Investment services and operations in the Republic of Slovenia may also be implemented by:

  • a bank which obtains authorisation from the Bank of Slovenia;
  • a bank or a special financial institution in a member state which establishes a subsidiary in the Republic of Slovenia as per the ZBan-1 or is entitled to conduct direct investment services and operations in the Republic of Slovenia as per the ZBan-1;
  • a a subsidiary of a bank in a member state which obtains authorisation from the Bank of Slovenia for its establishment and is entitled to conduct direct investment services and operations as per the ZBan-1.
Source: Ministry of Finance

Activities/services which are classified in this sub-class of the standard classification of activities:

Activities/services as per the explanatory notes on the standard classification of activities

This sub-class includes operations and supervision of financial markets (except those implemented by state authorities), such as:

  • commodities exchanges,
  • commodities terminal exchanges,
  • stock exchanges,
  • stock or commodities exchanges.
Source: Statistical Office of the Republic of Slovenia

Applies for SKD:

  • Administration of financial markets K66.110

Cross-border/temporary provisions of activity

Performance of the activity in Slovenia is not possible on Cross-border/temporary basis.
Last modified:
8. 9. 2021