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Brokerage of security and commodity contracts (66.120)

This SCA code includes activities and services for which entrance and/or other conditions for the commencement and pursuit of an activity are established.

Regulations and conditions:

  • Foreign Exchange Act

  • Foreign exchange transactions on the territory of the Republic of Slovenia may be carried out by banks and savings banks which, in accordance with the Banking Act, carry out the services of trading in foreign means of payment, including foreign exchange transactions, and residents who have the permit from the Bank of Slovenia.

    The Bank of Slovenia determines the conditions and the method of performing foreign exchange transactions, the detailed content of the documentation that needs to be attached to the request for the issue of a permit, and the scope and method of reporting.

    Source: Ministry of finance

  • Financial Instruments Market Act

  • A stock broker may carry out transactions only on if he/she possesses a stockbroker’s licence. The licence is issued by the Securities Market Agency.

    Source: Ministry of Finance

Activities/services which are classified in this sub-class of the standard classification of activities:

Activities/services as per the explanatory notes on the standard classification of activities:

This includes:
  • trading in financial markets for third parties (e.g. brokerage at trading with shares, securities) and related activities etc.;
  • stock brokerage of securities,
  • stock brokerage of commodity contracts,
  • foreign exchange offices.
Source: Statistical Office of the Republic of Slovenia

Applies for SKD:

  • Security and commodity contracts brokerage K66.120

Cross-border/temporary provisions of activity

Performance of the activity in Slovenia is not possible on Cross-border/temporary basis.